Leadership Team

Nancy McCarthy

Nancy J. McCarthy, CRCM
Senior Vice President
Chief Compliance Officer

Nancy joined Raymond James Bank in 2002. She has over 25 years of banking and bank regulatory experience and is currently the chief compliance officer. She was a commissioned national bank examiner with the Office of the Comptroller of the Currency, U.S. Treasury Department in Boston, Massachusetts, and her prior industry work experience also includes lending, audit, compliance, and training.

Nancy is responsible for overseeing Raymond James Bank’s compliance functions, including anti-money laundering, fair lending, community reinvestment activities, employee compliance training, and regulatory change, reporting and research.

Nancy has a Bachelor of Arts degree in communications from the University of Massachusetts in Amherst, Massachusetts. She is a Certified Regulatory Compliance Manager and also has a Certification in Risk Management Assurance from the Institute of Internal Auditors. She has served as a member of the bankers education council for the Florida Bankers Association, a past board member of the Suncoast Bankers Compliance Association (SBCA), and is a mentor for Project Prosper, a program aimed at meeting the needs of Tampa Bay’s immigrant community. She also teaches financial literacy courses with community groups in the Pinellas County area. Nancy is a member of the Institute of Internal Auditors, the Central Florida Compliance Association, and the SBCA.