Carolynn Rosse joined Raymond James in 2019 as the Chief Compliance Officer of Raymond James Bank. Carolynn also serves as the Chief Compliance Officer of Raymond James Trust and oversees the Bank Holding Company compliance program for Raymond James Financial, reporting to the Raymond James Financial Chief Compliance Officer.
As Chief Compliance Officer, Carolynn is responsible for leading the compliance organization focused on Trust, Bank and Bank Holding Company regulatory requirements.
Carolynn’s background includes over 25 years in the financial services industry, most recently as the Global Enterprise Compliance Program Head for Bank Holding Company Regulatory Compliance and Global Functions Compliance for Citi. In this role, she was responsible for compliance coverage of key prudential bank regulations, compliance coverage for Citi’s Risk and Finance organizations, and led firm-wide initiatives to develop end-to-end frameworks for Regulation W (affiliate transactions) and third party management. Carolynn previously held a Senior Vice President role in Governance & Strategy at Citibank N.A. (CBNA), where she managed governance, controls and business oversight programs, collaborating on initiatives including the CBNA strategic plan and the migration of businesses and products from Citigroup non-bank entities to CBNA.
Prior to joining Citigroup, Carolynn held leadership roles at Merrill Lynch & Co. and Merrill Lynch and Depository Trust Company.
Carolynn earned a Bachelor of Arts degree from Rutgers University.